SFC Licences of LUI Yu Mo, Moses 雷裕武
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 9 | 07 November 2013 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 4 | 07 November 2013 | |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 | RE | 1 | 07 November 2013 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 November 2010 | 07 September 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 June 2010 | 07 September 2013 |
| HSBC Structured Funds (Asia) Limited | RE | 9 | 15 August 2006 | 09 June 2007 |
| HSBC Structured Funds (Asia) Limited | RE | 4 | 15 August 2006 | 09 June 2007 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 24 May 2006 | 09 June 2007 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 01 April 2003 | 04 August 2005 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 9 | 01 April 2003 | 21 January 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 6 | 01 April 2003 | 21 January 2004 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 4 | 01 April 2003 | 21 January 2004 |