SFC licenceholder AGL154 LUI Yu Mo, Moses 雷裕武

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 25 February 2020

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 07 November 2013
BOCI Securities Limited 中銀國際證券有限公司 RE [4] (Advising on Securities) 15 November 2010 07 September 2013
BOCI Securities Limited 中銀國際證券有限公司 RE [1] (Dealing in Securities) 18 June 2010 07 September 2013
HSBC Structured Funds (Asia) Limited RE [4] (Advising on Securities), [9] (Asset Management) 15 August 2006 09 June 2007
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE [1] (Dealing in Securities) 24 May 2006 09 June 2007
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE [1] (Dealing in Securities) 01 April 2003 04 August 2005
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 21 January 2004