SFC Licences of CUMMER Russell Frank
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 03 October 2007 | 02 February 2008 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 03 October 2007 | 02 February 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 12 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 12 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 12 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 12 April 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 12 April 2003 |