SFC Licences of SHEN Chen 沈晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 08 November 2011 | 09 November 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 22 February 2011 | 09 November 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 22 February 2011 | 09 November 2013 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 09 October 2008 | 29 January 2011 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 28 August 2006 | 29 January 2011 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 28 August 2006 | 09 October 2008 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 1 | 11 April 2006 | 14 August 2006 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RO | 1 | 01 April 2005 | 11 April 2006 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 6 | 01 April 2003 | 14 August 2006 |
| Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司 | RE | 1 | 01 April 2003 | 01 April 2005 |