SFC Licences of TONG Pui Kwan, Michele 唐珮君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 26 October 2005 | 04 November 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 October 2005 | 04 November 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 03 September 2003 | 14 October 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 September 2003 | 14 October 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 September 2003 | 14 October 2005 |
iReality Investments Limited | RE | 6 | 01 April 2003 | 19 May 2003 |
iReality Investments Limited | RE | 4 | 01 April 2003 | 19 May 2003 |
iReality Investments Limited | RE | 1 | 01 April 2003 | 19 May 2003 |