SFC Licences of GOULSTON Peter John

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 03 March 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 08 February 2013 31 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 08 February 2013 31 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 08 February 2013 31 March 2013
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 05 March 2010 22 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 22 February 2010 22 December 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 22 February 2010 22 December 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 18 May 2005 22 February 2010
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 29 October 2004 22 February 2010
Fox-Pitt, Kelton (Asia) Limited RE 6 01 April 2003 05 September 2004
Fox-Pitt, Kelton (Asia) Limited RE 1 01 April 2003 26 September 2003
Fox-Pitt, Kelton (Asia) Limited RE 4 01 April 2003 26 September 2003
Fox-Pitt, Kelton (Asia) Limited RE 9 01 April 2003 26 September 2003