SFC Licences of TAN Su Ee, Hedy

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司	RE	4	01 July 2022	06 July 2022
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司	RE	1	01 July 2022	06 July 2022
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	4	16 April 2007	30 June 2022
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	1	16 April 2007	30 June 2022
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	9	16 April 2007	01 August 2014
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	9	01 March 2007	01 April 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	4	01 March 2007	01 April 2007
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	1	01 March 2007	01 April 2007
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	01 April 2003	18 January 2005
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	9	01 April 2003	13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	6	01 April 2003	13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	4	01 April 2003	13 October 2004