SFC Licences of KWAN Chi Hang 關智恒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Glenworth Capital Limited RO 9 03 October 2023
Glenworth Capital Limited RO 4 03 October 2023
Glenworth Capital Limited RE 9 26 September 2023 03 October 2023
Glenworth Capital Limited RE 4 26 September 2023 03 October 2023
Alpha Nova Capital Management Limited RO 9 08 May 2023 15 September 2023
Alpha Nova Capital Management Limited RO 4 08 May 2023 15 September 2023
Innovest Asset Management Limited 粵創資產管理有限公司 RO 9 17 November 2021 22 June 2022
Innovest Asset Management Limited 粵創資產管理有限公司 RO 4 17 November 2021 22 June 2022
Innovest Securities Investment Limited 粵創證券投資有限公司 RE 1 03 August 2021 22 June 2022
Innovest Asset Management Limited 粵創資產管理有限公司 RE 9 03 August 2021 17 November 2021
Innovest Asset Management Limited 粵創資產管理有限公司 RE 4 03 August 2021 17 November 2021
Alpha Nova Capital Management Limited RO 9 23 October 2020 15 July 2021
Alpha Nova Capital Management Limited RO 4 23 October 2020 15 July 2021
Chung Lee Securities Company Limited 眾利股票有限公司 RO 1 19 November 2019 01 February 2020
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RO 9 19 November 2019 31 January 2020
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RO 4 19 November 2019 31 January 2020
Arta Global Markets Limited 裕承環球巿場有限公司 RE 1 30 May 2019 01 September 2019
Chung Lee Securities Company Limited 眾利股票有限公司 RO 1 10 December 2018 25 April 2019
ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 RO 4 08 August 2018 25 April 2019
Vision Capital International Holdings Limited 萬盛金融控股有限公司 RO 1 26 April 2016 15 December 2017
BOCI Securities Limited 中銀國際證券有限公司 RE 2 26 January 2007 06 March 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 26 January 2007 06 March 2013
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 23 April 2004 13 May 2006
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 01 April 2003 13 May 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 01 April 2003 13 May 2006
Haitong International Futures Limited 海通國際期貨有限公司 RE 7 01 April 2003 26 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 5 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 6 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 7 01 April 2003 26 August 2003
Haitong International Futures Limited 海通國際期貨有限公司 RE 9 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 9 01 April 2003 26 August 2003
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 01 April 2003 26 August 2003