SFC Licences of JIP Allan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 12 February 2018 | 13 February 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 12 February 2018 | 13 February 2018 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 19 October 2017 | 20 October 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 19 October 2017 | 20 October 2017 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 15 December 2004 | 31 October 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 15 December 2004 | 31 October 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 06 December 2003 | 31 October 2014 |
J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 06 December 2003 | 31 October 2014 |
J.P. Morgan Futures Hong Kong Limited | RO | 7 | 25 June 2003 | 08 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RO | 5 | 25 June 2003 | 08 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RO | 2 | 25 June 2003 | 08 December 2003 |
J.P. Morgan Futures Hong Kong Limited | RE | 2 | 01 April 2003 | 25 June 2003 |
J.P. Morgan Futures Hong Kong Limited | RE | 5 | 01 April 2003 | 25 June 2003 |
J.P. Morgan Futures Hong Kong Limited | RE | 7 | 01 April 2003 | 25 June 2003 |
J.P. Morgan Futures Hong Kong Limited | RE | 9 | 01 April 2003 | 19 June 2003 |