SFC Licences of CHIU Wai Kuen 趙偉娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 20 March 2008 | 22 July 2008 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 15 February 2008 | 22 July 2008 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 26 March 2007 | 07 February 2008 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 01 September 2006 | 17 March 2007 |
| GT Capital Limited 高富金融有限公司 | RE | 1 | 29 December 2005 | 31 August 2006 |
| GT Capital Limited 高富金融有限公司 | RE | 4 | 15 November 2005 | 31 August 2006 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 | RE | 4 | 25 August 2004 | 07 November 2005 |
| Patterson Financial Services Limited | RE | 4 | 23 September 2003 | 25 August 2004 |
| Realchamp Asset Management Limited 正富資產管理有限公司 | RE | 4 | 01 April 2003 | 16 June 2003 |
| Realchamp Asset Management Limited 正富資產管理有限公司 | RE | 6 | 01 April 2003 | 16 June 2003 |
| Realchamp Asset Management Limited 正富資產管理有限公司 | RE | 9 | 01 April 2003 | 16 June 2003 |