SFC Licences of MO King Ming, Barry 毛敬明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 03 December 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 06 September 2016 03 December 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 06 September 2016 02 October 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 02 December 2011 27 August 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 02 December 2011 27 August 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 30 September 2011 27 August 2016
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 30 September 2011 27 August 2016