SFC Licences of AU YEUNG Pui Yi 歐陽佩儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 21 November 2008 | 29 June 2020 |
Hantec Securities Co. Limited 亨達證券有限公司 | RE | 1 | 03 November 2005 | 14 November 2008 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 31 March 2004 | 01 November 2005 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 01 April 2003 | 04 March 2004 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 6 | 01 April 2003 | 25 February 2004 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 9 | 01 April 2003 | 25 February 2004 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 01 April 2003 | 25 February 2004 |