SFC Licences of LEE Chi Hwa, Joshua 李智華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| South China Capital Limited 南華融資有限公司 | RO | 6 | 17 April 2015 | 29 September 2015 |
| South China Capital Limited 南華融資有限公司 | RE | 6 | 20 November 2013 | 17 April 2015 |
| Altus Investments Limited | RE | 1 | 28 February 2012 | 28 September 2013 |
| Altus Capital Limited 浩德融資有限公司 | RE | 6 | 28 February 2012 | 28 September 2013 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 26 May 2011 | 19 January 2012 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 26 May 2011 | 19 January 2012 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 27 September 2010 | 22 April 2011 |
| CMB International Capital Holdings Corporation Limited | RE | 1 | 05 October 2006 | 18 November 2008 |
| CMB International Capital Holdings Corporation Limited | RE | 6 | 11 September 2006 | 18 November 2008 |
| CNI Global Capital Limited 中國北方環球資本有限公司 | RE | 6 | 11 April 2006 | 04 September 2006 |
| T & F Research Limited | RE | 4 | 28 November 2003 | 20 February 2004 |
| CNI Global Capital Limited 中國北方環球資本有限公司 | RE | 6 | 18 July 2003 | 24 September 2003 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 01 April 2003 | 24 September 2003 |
| Optima Capital Limited 創越融資有限公司 | RE | 4 | 01 April 2003 | 11 July 2003 |
| Optima Capital Limited 創越融資有限公司 | RE | 9 | 01 April 2003 | 11 July 2003 |