SFC Licences of PINEDA Arthur San Diego

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 11 December 2023 14 December 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 21 July 2023 28 July 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 31 October 2022 11 November 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 14 October 2019 25 October 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 17 April 2019 04 May 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 04 March 2019 08 March 2019
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 October 2018 10 November 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 04 June 2018 11 June 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 15 January 2018 19 January 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 21 September 2017 30 September 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 14 July 2017 21 July 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 02 February 2017 11 February 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 23 September 2016 30 September 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 08 April 2016 17 April 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 23 October 2015 30 October 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 16 April 2015 30 April 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 09 January 2015 17 January 2015
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 22 September 2014 29 September 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 08 July 2014 14 July 2014