SFC Licences of LAM Paul 林保羅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MFG Limited 峰滙金融集團有限公司 RO 9 08 January 2019
MFG Limited 峰滙金融集團有限公司 RO 4 08 January 2019
MFG Limited 峰滙金融集團有限公司 RO 1 08 January 2019
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 9 02 February 2016 31 December 2018
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 4 02 February 2016 31 December 2018
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 1 02 February 2016 31 December 2018
STI Asset Management Limited RO 1 04 January 2016 17 January 2016
First Fidelity Capital (International) Limited RO 9 06 May 2015 17 January 2016
First Fidelity Capital (International) Limited RO 4 06 May 2015 17 January 2016
First Fidelity Capital (International) Limited RO 1 06 May 2015 17 January 2016
Ceres Asset Management Limited RO 9 19 December 2014 10 February 2015
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 RO 4 07 October 2013 15 December 2014
Ayers Alliance Securities (HK) Limited 澳豐証券香港有限公司 RO 1 07 October 2013 15 December 2014
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 19 December 2011 05 October 2013
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 12 August 2010 06 December 2011
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 12 August 2010 06 December 2011
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RO 4 02 March 2005 12 June 2010
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RO 1 02 March 2005 12 June 2010
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RE 4 01 April 2003 02 March 2005
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RE 1 01 April 2003 02 March 2005
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RE 6 01 April 2003 11 January 2005
Superfund Financial (Hong Kong) Limited 瑞柏投資(香港)有限公司 RE 9 01 April 2003 11 January 2005