SFC Licences of XIA Tian 夏天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 25 January 2016 | 21 January 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 25 January 2016 | 21 January 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 25 January 2016 | 21 January 2017 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 26 June 2012 | 31 December 2013 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 13 November 2008 | 31 December 2013 |
| China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 6 | 20 June 2007 | 16 October 2008 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 01 April 2003 | 17 May 2004 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 01 April 2003 | 17 May 2004 |