SFC Licences of HO Wai Leung, Dick 何偉良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
EAI SECURITIES LIMITED 歐亞證券有限公司
RO 4, 9 23 September 2020
EAI SECURITIES LIMITED 歐亞證券有限公司
RO 1 23 October 2018
Thoth Investment Management Limited 慧文投資管理有限公司
RO 9 22 November 2016 06 October 2018
Money Concepts (Hong Kong) Limited 美國萬利理財(香港)有限公司
RO 1, 4, 9 18 February 2016 01 November 2016
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RO 1, 9 21 August 2013 01 November 2016
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RO 4 01 November 2012 01 November 2016
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RE 1, 9 14 September 2011 21 August 2013
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司
RE 4 14 September 2011 01 November 2012
Money Concepts (Asia) Limited 美國萬利理財有限公司
RE 4 01 April 2003 12 August 2011
Money Concepts (Asia) Limited 美國萬利理財有限公司
RE 6, 9 01 April 2003 03 May 2005