SFC Licences of HO Wai Leung, Dick 何偉良

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhanlin Securities Limited 展麟證券有限公司 RO 9 23 September 2020
Zhanlin Securities Limited 展麟證券有限公司 RO 4 23 September 2020
Zhanlin Securities Limited 展麟證券有限公司 RO 1 23 October 2018
Thoth Investment Management Limited 慧文投資管理有限公司 RO 9 22 November 2016 06 October 2018
Money Concepts Asset Management Limited 美國萬利資產管理有限公司 RO 9 18 February 2016 01 November 2016
Money Concepts Asset Management Limited 美國萬利資產管理有限公司 RO 4 18 February 2016 01 November 2016
Money Concepts Asset Management Limited 美國萬利資產管理有限公司 RO 1 18 February 2016 01 November 2016
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 RO 9 21 August 2013 01 November 2016
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 RO 1 21 August 2013 01 November 2016
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 RO 4 01 November 2012 01 November 2016
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 RE 9 14 September 2011 21 August 2013
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 RE 1 14 September 2011 21 August 2013
Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 RE 4 14 September 2011 01 November 2012
Money Concepts (Asia) Limited 美國萬利理財有限公司 RE 4 01 April 2003 12 August 2011
Money Concepts (Asia) Limited 美國萬利理財有限公司 RE 6 01 April 2003 03 May 2005
Money Concepts (Asia) Limited 美國萬利理財有限公司 RE 9 01 April 2003 03 May 2005