SFC Licences of WONG Kar Man, Carmen 黃嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 19 February 2013 31 January 2022
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 19 February 2013 13 January 2020
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 11 October 2007 06 February 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 11 October 2007 06 February 2013
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 24 May 2006 08 October 2007
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 17 May 2006 08 October 2007
GT Capital Limited 高富金融有限公司 RE 1 05 October 2005 24 April 2006
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 10 March 2005 04 October 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 10 March 2005 04 October 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 10 March 2005 04 October 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 26 August 2004 02 March 2005
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 29 March 2004 02 March 2005
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 29 March 2004 02 March 2005