SFC Licences of LEE Ming Cere 李明思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 10 November 2015 | |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 | RE | 2 | 21 January 2014 | 04 November 2015 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 | RE | 1 | 03 August 2012 | 04 November 2015 |
| ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 31 August 2011 | 01 August 2012 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 04 August 2008 | 26 August 2011 |