SFC Licences of LAU Ki Fung 劉奇峯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 4 23 November 2016 22 June 2018
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 23 November 2016 22 June 2018
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 31 January 2013 21 September 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 31 January 2013 21 September 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 29 November 2010 29 November 2012
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 08 May 2007 26 November 2010
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 08 May 2007 01 September 2009
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 04 March 2005 01 May 2007
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 March 2005 01 May 2007
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 16 February 2005
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 26 October 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 10 January 2004