SFC Licences of HO Chi Chung 何志忠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lianhe Ratings Global Limited 聯合評級國際有限公司 RO 10 17 October 2022
Lianhe Ratings Global Limited 聯合評級國際有限公司 RE 10 22 December 2020 17 October 2022
RHB Securities Hong Kong Limited 興業金融證券有限公司 RO 4 04 July 2017 31 December 2019
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 08 January 2015 04 July 2017
BOCOM International Holdings Company Limited 交銀國際控股有限公司 RE 4 30 November 2007 03 March 2008
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 22 October 2007 19 December 2014
Celestial Securities Limited 時富證券有限公司 RE 1 11 April 2006 28 May 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 28 January 2005 31 March 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 01 April 2003 31 March 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 4 01 April 2003 31 March 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 6 01 April 2003 28 January 2005
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 9 01 April 2003 28 January 2005