SFC Licences of PAK James Jinsung

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 6 04 September 2009 04 July 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 4 04 September 2009 04 July 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RO 1 04 September 2009 04 July 2012
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 30 June 2009 04 September 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 30 June 2009 04 September 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 30 June 2009 04 September 2009
Merrill Lynch Far East Limited RE 4 22 April 2005 02 July 2008
Merrill Lynch Far East Limited RE 1 22 April 2005 02 July 2008
Merrill Lynch Far East Limited RE 6 22 April 2004 02 July 2008
Merrill Lynch (Asia Pacific) Limited RE 6 22 April 2004 02 July 2008
Merrill Lynch (Asia Pacific) Limited RE 4 22 April 2004 02 July 2008
Merrill Lynch (Asia Pacific) Limited RE 1 22 April 2004 02 July 2008