SFC Licences of TSUN Rowena Wai Hang 秦緯珩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司	RE	4	20 September 2012	05 July 2013
Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司	RE	1	20 September 2012	05 July 2013
Julius Baer (Hong Kong) Limited	RE	4	24 June 2009	13 June 2011
Julius Baer (Hong Kong) Limited	RE	1	02 June 2009	13 June 2011
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	19 July 2007	27 May 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	2	23 April 2004	02 June 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited	RE	1	23 April 2004	02 June 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	02 March 2004	02 June 2006
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司	RE	1	09 December 2003	01 March 2004
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	9	01 April 2003	29 November 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	5	01 April 2003	29 November 2003
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	01 April 2003	29 November 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	9	01 April 2003	29 November 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	6	01 April 2003	29 November 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	4	01 April 2003	29 November 2003
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	01 April 2003	29 November 2003