SFC Licences of CHAN William 陳世卓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
RE | 2, 5 | 18 November 2013 | 06 March 2020 |
Sinofortune Securities Limited 華億證券有限公司 |
RE | 1 | 25 August 2003 | 19 January 2004 |
Yue Xiu Futures Company Limited 越秀期貨有限公司 |
RE | 2 | 25 August 2003 | 19 January 2004 |
Challenge Capital Management Limited 信溢投資策劃有限公司 |
RE | 4, 6, 9 | 01 April 2003 | 31 May 2003 |