SFC Licences of YAM Wai Yuen Vincent 任維淵

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	4	28 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RO	1	28 June 2022
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	25 April 2018	28 June 2022
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	25 April 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	4	11 April 2018	28 June 2022
Pamirs Capital (H.K.) Limited 高原証券有限公司	RE	9	11 July 2017	29 December 2017
Pamirs Capital (H.K.) Limited 高原証券有限公司	RE	4	11 July 2017	29 December 2017
China Everbright Assets Management Limited 中國光大資產管理有限公司	RE	9	18 October 2016	13 May 2017
China Everbright Assets Management Limited 中國光大資產管理有限公司	RE	4	18 October 2016	13 May 2017
Segantii Capital Management Limited	RE	9	08 July 2015	16 February 2016
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	2	05 August 2013	21 January 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	05 August 2013	21 January 2015
Merrill Lynch Far East Limited	RE	2	15 November 2010	27 April 2013
Merrill Lynch Futures (Hong Kong) Limited	RE	2	20 March 2007	15 November 2010
Merrill Lynch Far East Limited	RE	1	01 April 2003	27 April 2013
Merrill Lynch (Asia Pacific) Limited	RE	1	01 April 2003	27 April 2013
Merrill Lynch Far East Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch Far East Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	6	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	7	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	4	01 April 2003	23 March 2005
Merrill Lynch (Asia Pacific) Limited	RE	9	01 April 2003	25 January 2005
Merrill Lynch Far East Limited	RE	9	01 April 2003	25 January 2005