SFC Licences of GARRICK Jonathan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Chocolate Asset Management Limited 巧力資產管理有限公司 | RE | 9 | 30 October 2023 | |
| Private Capital Limited | RE | 9 | 10 October 2023 | 13 October 2023 |
| Atherton Asset Management Limited 尚金資產管理有限公司 | RE | 9 | 11 September 2013 | 31 January 2022 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 30 July 2008 | 19 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 30 July 2008 | 19 November 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 17 May 2007 | 30 May 2008 |
| HSBC Securities (Asia) Limited | RE | 1 | 08 December 2004 | 14 November 2005 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 01 April 2003 | 10 November 2004 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 01 April 2003 | 10 November 2004 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 6 | 01 April 2003 | 10 November 2004 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 9 | 01 April 2003 | 10 November 2004 |