SFC Licences of CHAN Wai Sum, Henry 陳偉森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 14 July 2017 | 09 June 2018 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 14 July 2017 | 09 June 2018 |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 20 December 2006 | 01 February 2007 |
Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 1 | 27 February 2004 | 05 July 2004 |
Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 4 | 01 April 2003 | 05 July 2004 |
Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 6 | 01 April 2003 | 19 February 2004 |
Lloyds TSB Pacific Limited 萊斯遠東有限公司 | RE | 9 | 01 April 2003 | 19 February 2004 |