SFC Licences of LAI Bertram 賴穆煦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 20 June 2017 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RO | 4 | 10 March 2010 | |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 4 | 28 September 2004 | 10 March 2010 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 28 September 2004 | 25 September 2007 |