SFC Licences of NG Sau Wah 吳秀華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 13 February 2017 | 01 December 2019 |
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 17 June 2016 | 12 February 2017 |
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 27 April 2004 | 12 February 2017 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 April 2003 | 27 April 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 April 2003 | 27 April 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 6 | 01 April 2003 | 27 April 2004 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 9 | 01 April 2003 | 27 April 2004 |