SFC Licences of KI Yan Kwong 祁欣光
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 09 August 2010 | 27 July 2022 |
AIF Securities Limited 亞投證券有限公司 | RE | 1 | 15 June 2007 | 06 August 2010 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 1 | 01 April 2003 | 16 September 2006 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 9 | 01 April 2003 | 23 June 2004 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 6 | 01 April 2003 | 23 June 2004 |
Tse's Securities Limited 謝氏膺暉證券有限公司 | RE | 4 | 01 April 2003 | 23 June 2004 |