SFC Licences of SHIU Ka Pik, Karen 蕭家碧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 April 2003 19 April 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 April 2003 19 April 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 6 01 April 2003 18 February 2004
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 9 01 April 2003 18 February 2004