SFC Licences of YU Hiu To 余曉濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Eddid Capital Limited 艾德資本有限公司 RE 1 06 April 2023
Eddid Securities and Futures Limited 艾德證券期貨有限公司 RE 1 06 April 2023
Eddid Capital Limited 艾德資本有限公司 RO 6 12 October 2022
Eddid Capital Limited 艾德資本有限公司 RE 6 28 July 2022 12 October 2022
Ample Capital Limited 豐盛融資有限公司 RO 6 16 May 2018 20 May 2022
Ample Capital Limited 豐盛融資有限公司 RE 6 12 March 2018 16 May 2018
China Everbright Capital Limited 中國光大融資有限公司 RO 6 15 June 2017 09 February 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 4 15 March 2017 09 February 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 1 15 March 2017 09 February 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 6 15 March 2017 15 June 2017
NFH Corporate Finance Limited 新金控融資有限公司 RO 6 21 November 2016 01 February 2017
NFH Securities and Futures Limited 新金控證券期貨有限公司 RE 1 25 August 2016 01 February 2017
NFH Corporate Finance Limited 新金控融資有限公司 RE 6 17 November 2015 21 November 2016
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 6 03 November 2014 19 January 2015
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 4 03 November 2014 19 January 2015
Anbang Capital (Hong Kong) Co. Limited 安邦資本(香港)有限公司 RE 1 03 November 2014 19 January 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 05 March 2012 15 June 2012
BOCI Asia Limited 中銀國際亞洲有限公司 RE 6 27 January 2010 15 June 2010
Merrill Lynch Far East Limited RE 6 28 March 2007 12 January 2009
Merrill Lynch Far East Limited RE 4 28 March 2007 12 January 2009
Merrill Lynch Far East Limited RE 1 28 March 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 6 28 March 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 4 28 March 2007 12 January 2009
Merrill Lynch (Asia Pacific) Limited RE 1 28 March 2007 12 January 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 05 December 2003 14 September 2004
HSBC Securities (Asia) Limited RE 6 01 April 2003 22 November 2003
HSBC Securities (Asia) Limited RE 9 01 April 2003 22 November 2003
HSBC Securities (Asia) Limited RE 4 01 April 2003 22 November 2003