SFC Licences of WONG Lung Kee, Roger 黃龍基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 23 January 2008 01 September 2008
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 05 December 2007 01 September 2008
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 05 December 2007 01 September 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 26 March 2007 27 November 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 26 March 2007 27 November 2007
Sinofortune Securities Limited 華億證券有限公司 RE 1 01 September 2006 17 March 2007
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 01 September 2006 17 March 2007
GT Capital Limited 高富金融有限公司 RE 2 16 June 2006 31 August 2006
GT Capital Limited 高富金融有限公司 RE 1 09 December 2005 31 August 2006
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 11 August 2004 29 November 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 11 August 2004 29 November 2005
Emperor Securities Limited 英皇證券有限公司 RE 1 01 April 2003 06 August 2004
Emperor Futures Limited 英皇期貨有限公司 RE 2 01 April 2003 06 August 2004
Emperor Securities Limited 英皇證券有限公司 RE 6 01 April 2003 19 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 9 01 April 2003 19 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 4 01 April 2003 19 July 2004
Emperor Securities Limited 英皇證券有限公司 RE 7 01 April 2003 19 July 2004
Emperor Futures Limited 英皇期貨有限公司 RE 9 01 April 2003 19 July 2004
Emperor Futures Limited 英皇期貨有限公司 RE 5 01 April 2003 19 July 2004