SFC Licences of BOOKER Willie

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司
RE 1 28 September 2009 20 August 2011
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RE 1 01 June 2006 10 November 2006
FT Securities Limited 富通證券有限公司
RE 2, 5 30 September 2005 10 December 2005
FT Securities Limited 富通證券有限公司
RE 1 14 December 2004 10 December 2005
Jefferies Bache (Hong Kong) Limited
RE 2 19 November 2004 04 October 2005
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司
RE 2 24 August 2009 20 August 2011
HSBC Futures (Singapore) Pte Ltd
RE 5 13 August 2007 01 May 2009
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司
RE 2 18 June 2007 01 May 2009
HSBC Futures (Singapore) Pte Ltd
RE 2 27 November 2006 01 May 2009
Instinet Pacific Limited 極訊亞太有限公司
Instinet Alpha Trading Limited 極訊香港有限公司
RE 4, 7 14 June 2006 10 November 2006