SFC Licences of BOOKER Willie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 28 September 2009 | 20 August 2011 |
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 24 August 2009 | 20 August 2011 |
HSBC Futures (Singapore) Pte Ltd | RE | 5 | 13 August 2007 | 01 May 2009 |
HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 18 June 2007 | 01 May 2009 |
HSBC Futures (Singapore) Pte Ltd | RE | 2 | 27 November 2006 | 01 May 2009 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 7 | 14 June 2006 | 10 November 2006 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 4 | 14 June 2006 | 10 November 2006 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 14 June 2006 | 10 November 2006 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 14 June 2006 | 10 November 2006 |
Instinet Alpha Trading Limited 極訊香港有限公司 | RE | 1 | 01 June 2006 | 10 November 2006 |
Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 01 June 2006 | 10 November 2006 |
FT Securities Limited 富通證券有限公司 | RE | 5 | 30 September 2005 | 10 December 2005 |
FT Securities Limited 富通證券有限公司 | RE | 2 | 30 September 2005 | 10 December 2005 |
FT Securities Limited 富通證券有限公司 | RE | 1 | 14 December 2004 | 10 December 2005 |
Jefferies Bache (Hong Kong) Limited | RE | 2 | 19 November 2004 | 04 October 2005 |