SFC Licences of YOUNG Ho Yip Alan 楊豪業

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 RO 9 01 July 2022
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 RO 4 01 July 2022
Franklin Templeton Investments (Asia) Limited 富蘭克林鄧普頓投資(亞洲)有限公司 RO 1 01 July 2022
Franklin Templeton Investments (Asia) Limited RO 9 29 January 2021 30 June 2022
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 4 21 October 2020 30 June 2022
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 RO 1 21 October 2020 30 June 2022
Franklin Templeton Investments (Asia) Limited RO 4 15 August 2018 30 June 2022
Franklin Templeton Investments (Asia) Limited RO 1 16 October 2017 30 June 2022
Franklin Templeton Investments (Asia) Limited RE 9 01 December 2014 29 January 2021
Franklin Templeton Investments (Asia) Limited RE 1 01 December 2014 16 October 2017
Schroder Investment Management (Hong Kong) Limited RE 9 10 October 2012 20 September 2014
Schroder Investment Management (Hong Kong) Limited RE 4 10 October 2012 20 September 2014
Schroder Investment Management (Hong Kong) Limited RE 1 10 October 2012 20 September 2014
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 18 March 2010 21 March 2012
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 18 March 2010 21 March 2012
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 25 January 2010 21 March 2012
BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 RE 4 09 April 2009 01 December 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 14 February 2009
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 12 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 12 October 2004