SFC Licences of CHEN Zhilan 陳芝蘭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Innovation Capital Limited 華夏創新資本有限公司 RO 1 28 October 2016 31 December 2019
China Innovation Capital Limited 華夏創新資本有限公司 RO 9 17 July 2014 31 December 2019
China Innovation Capital Limited 華夏創新資本有限公司 RO 4 17 July 2014 31 December 2019
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RO 9 11 September 2013 30 April 2014
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RO 4 11 September 2013 30 April 2014
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 9 05 August 2013 11 September 2013
China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 RE 4 05 August 2013 11 September 2013
Cinda International Asset Management Limited 信達國際資產管理有限公司 RO 9 03 February 2012 29 June 2013
Cinda International Asset Management Limited 信達國際資產管理有限公司 RO 4 03 February 2012 29 June 2013
Cinda International Asset Management Limited 信達國際資產管理有限公司 RE 9 04 August 2011 03 February 2012
Cinda International Asset Management Limited 信達國際資產管理有限公司 RE 4 04 August 2011 03 February 2012
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 27 July 2004 15 July 2011
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 April 2003 26 July 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 9 01 April 2003 07 May 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 7 01 April 2003 07 May 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 6 01 April 2003 07 May 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 4 01 April 2003 07 May 2004
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 1 01 April 2003 07 May 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 9 01 April 2003 12 January 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 6 01 April 2003 12 January 2004