SFC Licences of AGOSTINI John Edward Cobcroft

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 1 12 May 2017 29 March 2021
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 14 July 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 30 May 2007 05 September 2013
Morgan Stanley Hong Kong Futures Limited RE 7 30 May 2007 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 30 May 2007 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 30 April 2007 14 July 2016
Morgan Stanley Hong Kong Securities Limited RE 1 30 April 2007 05 September 2013
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 01 April 2003 16 March 2007
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 4 01 April 2003 23 March 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 6 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 4 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 1 01 April 2003 04 February 2005
RBS Asia Securities (Hong Kong) Limited 蘇皇證券亞洲(香港)有限公司 RE 9 01 April 2003 04 February 2005
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 6 01 April 2003 24 September 2004
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 9 01 April 2003 24 September 2004