SFC Licences of LIN Kong Kai 林公楷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 4 | 13 December 2012 | 31 January 2014 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 | RE | 1 | 13 December 2012 | 31 January 2014 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 14 January 2008 | 30 December 2011 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 April 2003 | 13 August 2007 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 01 April 2003 | 13 August 2007 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 01 April 2003 | 11 February 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 01 April 2003 | 11 February 2004 |