SFC Licences of SU Wei 蘇緯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLC International Limited 創僑國際有限公司 RO 6 09 May 2019 26 October 2022
CLC International Limited 創僑國際有限公司 RO 1 09 May 2019 11 June 2021
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 6 08 November 2013 15 February 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 4 08 November 2013 15 February 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RO 1 08 November 2013 15 February 2019
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 6 05 September 2013 08 November 2013
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 4 05 September 2013 08 November 2013
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 RE 1 05 September 2013 08 November 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 6 23 November 2010 01 September 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 23 November 2010 01 September 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 23 November 2010 01 September 2013
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 09 March 2006 23 November 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 09 March 2006 23 November 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 09 March 2006 23 November 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 12 December 2003 10 February 2006
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 12 December 2003 10 February 2006
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 12 December 2003 10 February 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 01 April 2003 01 December 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 01 April 2003 01 December 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 01 April 2003 01 December 2003
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 01 April 2003 01 December 2003