SFC Licences of SIM Colin Ching Wern
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dymon Asia Capital (HK) Limited | RE | 9 | 10 September 2020 | 13 April 2021 |
| GSA Capital Partners (Hong Kong) Limited | RE | 9 | 02 November 2018 | 16 August 2019 |
| UBS Securities Asia Limited | RE | 2 | 14 May 2010 | 18 March 2017 |
| UBS Securities Asia Limited | RE | 1 | 14 May 2010 | 18 March 2017 |
| UBS Securities Asia Limited | RE | 1 | 01 April 2003 | 14 June 2007 |
| UBS Securities Asia Limited | RE | 9 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 4 | 01 April 2003 | 24 March 2005 |
| UBS Securities Asia Limited | RE | 6 | 01 April 2003 | 24 March 2005 |