SFC Licences of LIAN Xiaolu 連小鷺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 13 July 2012 | 21 April 2015 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 13 July 2012 | 21 April 2015 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 15 June 2011 | 16 February 2012 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 15 June 2011 | 16 February 2012 |
| BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 01 April 2003 | 11 April 2009 |