SFC Licences of LUONG Jay C. 梁競之

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Schroder Investment Management (Hong Kong) Limited RE 9 02 January 2014
Schroder Investment Management (Hong Kong) Limited RE 4 29 May 2008
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 14 April 2005 23 May 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 4 01 April 2003 18 August 2006
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 6 01 April 2003 15 February 2005
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 9 01 April 2003 15 February 2005