SFC Licences of CHAN Chiu Ming, Lydia 陳昭明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 | RE | 1 | 04 January 2022 | |
| Societe Generale | 6 | 05 February 2015 | ||
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 April 2003 | 31 December 2021 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 April 2003 | 01 September 2004 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 6 | 01 April 2003 | 01 September 2004 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 9 | 01 April 2003 | 16 December 2003 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 4 | 01 April 2003 | 16 December 2003 |