SFC Licences of CHANG Lambert Jen Hsiung 張人雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 03 December 2010 | 30 April 2014 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 03 December 2010 | 30 April 2014 |
Lazard Asia (Hong Kong) Limited | RE | 4 | 22 July 2009 | 06 July 2010 |
Lazard Asia (Hong Kong) Limited | RE | 6 | 11 June 2009 | 06 July 2010 |
Lazard Asia (Hong Kong) Limited | RE | 1 | 11 June 2009 | 06 July 2010 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 19 April 2006 | 23 April 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 19 April 2006 | 23 April 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 19 April 2006 | 23 April 2009 |