SFC Licences of CHANG Lambert Jen Hsiung 張人雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 03 December 2010 30 April 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 03 December 2010 30 April 2014
Lazard Asia (Hong Kong) Limited RE 4 22 July 2009 06 July 2010
Lazard Asia (Hong Kong) Limited RE 6 11 June 2009 06 July 2010
Lazard Asia (Hong Kong) Limited RE 1 11 June 2009 06 July 2010
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 19 April 2006 23 April 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 19 April 2006 23 April 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 19 April 2006 23 April 2009