SFC Licences of AU Chun Kit, Paul 區俊傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CMB International Global Markets Limited 招銀國際環球市場有限公司	RO	1	05 October 2021	29 September 2022
CMB International Capital Limited 招銀國際融資有限公司	RO	6	06 March 2018	29 September 2022
CMB International Capital Limited 招銀國際融資有限公司	RO	1	06 March 2018	29 September 2022
CMB International Securities Limited 招銀國際證券有限公司	RO	4	06 March 2018	29 September 2022
CMB International Securities Limited 招銀國際證券有限公司	RO	1	06 March 2018	29 September 2022
CMB International Asset Management Limited 招銀國際資產管理有限公司	RE	9	06 March 2018	29 September 2022
CMB International Capital Limited 招銀國際融資有限公司	RE	6	24 May 2017	06 March 2018
CMB International Capital Limited 招銀國際融資有限公司	RE	1	24 May 2017	06 March 2018
CMB International Securities Limited 招銀國際證券有限公司	RE	4	24 May 2017	06 March 2018
CMB International Securities Limited 招銀國際證券有限公司	RE	1	24 May 2017	06 March 2018
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	9	23 March 2017	25 April 2017
Assured Asset Management Limited 安誼金融投資股份有限公司	RE	4	23 March 2017	25 April 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	19 January 2004	16 April 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	01 April 2003	16 April 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	4	01 April 2003	03 December 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	9	01 April 2003	03 December 2003