SFC Licences of AU Chun Kit, Paul 區俊傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RO 1 05 October 2021
CMB International Capital Limited 招銀國際融資有限公司 RO 1 06 March 2018
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 06 March 2018
CMB International Capital Limited 招銀國際融資有限公司 RO 6 06 March 2018
CMB International Securities Limited 招銀國際證券有限公司 RO 4 06 March 2018
CMB International Securities Limited 招銀國際證券有限公司 RO 1 06 March 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 1 24 May 2017 06 March 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 1 24 May 2017 06 March 2018
CMB International Securities Limited 招銀國際證券有限公司 RE 4 24 May 2017 06 March 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 6 24 May 2017 06 March 2018
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 9 23 March 2017 25 April 2017
Assured Asset Management Limited 安誼金融投資股份有限公司 RE 4 23 March 2017 25 April 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 19 January 2004 16 April 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 01 April 2003 16 April 2010
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 01 April 2003 03 December 2003
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 9 01 April 2003 03 December 2003