SFC Licences of LAM Man Kwong 林文剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 10 July 2014 31 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 10 July 2014 31 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 July 2014 31 August 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 30 August 2007 09 July 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 08 August 2007 09 July 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 08 August 2007 09 July 2010
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 10 July 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 10 July 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 24 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 24 November 2004