SFC Licences of FUNG Yat Wa 馮日華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 | RO | 6 | 13 February 2008 | 17 April 2011 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 07 December 2007 | 17 April 2011 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 6 | 07 December 2007 | 13 February 2008 |
| Evolution Asia Investments Limited | RO | 6 | 01 March 2007 | 21 September 2007 |
| Evolution Asia Investments Limited | RE | 1 | 30 August 2006 | 21 September 2007 |
| Evolution Asia Investments Limited | RE | 6 | 30 August 2006 | 01 March 2007 |
| Altus Investments Limited | RE | 1 | 20 December 2005 | 11 August 2006 |
| Altus Capital Limited 浩德融資有限公司 | RE | 6 | 10 November 2004 | 11 August 2006 |
| Altus Capital Limited 浩德融資有限公司 | RE | 1 | 10 November 2004 | 10 October 2005 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 6 | 17 April 2004 | 16 August 2004 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 17 April 2004 | 16 August 2004 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 1 | 22 September 2003 | 13 April 2004 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 6 | 01 April 2003 | 13 April 2004 |
| Cinda International Capital Limited 信達國際融資有限公司 | RE | 4 | 01 April 2003 | 11 September 2003 |