SFC Licences of LO Tin Wai 盧天偉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 | RE | 2 | 30 May 2018 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 30 May 2018 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 5 | 01 April 2003 | 19 January 2004 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 6 | 01 April 2003 | 19 January 2004 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 01 April 2003 | 19 January 2004 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 9 | 01 April 2003 | 19 January 2004 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 7 | 01 April 2003 | 07 July 2003 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 01 April 2003 | |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 01 April 2003 | |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 01 April 2003 |