SFC Licences of SUN Yuen Han 孫婉嫻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Golden K2 Securities Limited	RO	1	13 November 2023
Livermore Holdings Limited 利弗莫爾證券有限公司	RO	4	02 June 2022	14 August 2023
Livermore Holdings Limited 利弗莫爾證券有限公司	RO	1	02 June 2022	31 August 2022
BridgeWood Alternatives Limited	RO	4	02 July 2021	31 December 2021
BridgeWood Alternatives Limited	RO	1	02 July 2021	31 December 2021
Finex Hong Kong Limited	RE	9	17 July 2020	31 March 2021
Finex Hong Kong Limited	RO	4	03 February 2020	31 March 2021
Finex Hong Kong Limited	RO	1	03 February 2020	31 March 2021
Vision Capital International Holdings Limited 萬盛金融控股有限公司	RO	4	01 February 2019	31 January 2020
Vision Capital International Holdings Limited 萬盛金融控股有限公司	RO	1	22 January 2018	31 January 2020
Vision Capital International Holdings Limited 萬盛金融控股有限公司	RE	1	02 January 2018	22 January 2018
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	9	17 March 2017	11 September 2017
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	4	17 March 2017	11 September 2017
China Enterprise Securities Company Limited 華業金控證券有限公司	RE	1	17 March 2017	11 September 2017
South China Investment Management Limited 南華投資管理有限公司	RE	9	05 December 2016	11 February 2017
South China Research Limited 南華資料研究有限公司	RE	4	05 December 2016	11 February 2017
South China Commodities Limited 南華期貨有限公司	RE	2	05 December 2016	11 February 2017
South China Securities Limited 南華證券投資有限公司	RE	1	05 December 2016	11 February 2017
MassMutual Asia Investors Limited 美國萬通財富管理有限公司	RE	4	11 June 2008	28 April 2011
AXA China Region Investment Services Limited 安盛投資服務有限公司	RE	4	14 June 2004	12 January 2008