SFC licenceholder AGN904 YIU Ying Chi 饒英姿

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 09 July 2020

Institution Role Licences Start date End date
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RO [6] (Advising on Corporate Finance) 04 October 2011
CTBC Asia Limited 中國信託綜合證券(香港)有限公司 RE [6] (Advising on Corporate Finance) 17 July 2006 04 October 2011
CSC Asia Limited 群益亞洲有限公司 RE [6] (Advising on Corporate Finance) 01 April 2003 28 June 2006
CSC Asia Limited 群益亞洲有限公司 RE [4] (Advising on Securities), [9] (Asset Management) 01 April 2003 30 March 2004