SFC Licences of LAW Kit Wai, Stephanie 羅潔慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 25 September 2014 30 April 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 25 September 2014 30 April 2018
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 21 June 2013 14 March 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 07 April 2006 31 August 2013
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 23 March 2006 14 March 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 23 March 2006 31 August 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 01 April 2003 07 September 2005
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 01 April 2003 07 September 2005
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 01 April 2003 07 September 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 01 April 2003 19 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 5 01 April 2003 19 January 2004
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 6 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 9 01 April 2003 19 January 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 7 01 April 2003 07 July 2003